Very little is known about the Orcs (styled as Orks in the J.R.R. Tolkien’s later writings) save that they were the most common minions of the two Dark Powers of Middle-earth – those being Morgoth and Sauron – and the backbone of their massive armies. A foul race of brutish and wicked black-blooded creatures, they “took pleasure in their deeds” (slaughter, torture, plunder, enslavement, destruction etc.) and their hearts were ingrained with disdain for all beautiful things. They are a reflection of everything that can be base in human nature and, according to Lynette Nusbacher, they also represent “all that is bad about modern war”: they lack honor and they are utterly pitiless. United in their “unreasoning hatred of the Elves and of Men who associated with them”, the Orcs were bred solely to wage war on the Free Peoples and to serve their overlord by helping to conquer the lands of Middle-earth:
The Lord of the Rings – Legends of Middle-earth concept art: Orc
Yet the origins of the Orcs are shrouded in mystery, with Tolkien’s views on the matter changing as he went back on or expanded upon the ‘mythology’ of Middle-earth. We are left only with a few theories, suggestions and in-universe beliefs scattered throughout the legendarium, and most accounts agree that “Melkor-Morgoth”, the first Dark Lord of Middle-earth, was “their begetter”. But one point was crystal clear: they were not creations of the Dark Powers in the same way that the Free Peoples were “the Children of God”:
Melkor-Morgoth, as well as Sauron after him, lacked the power and authority to fashion living beings “with independent wills, and with reasoning powers”: this was something that only the Demiurge, Eru Ilúvatar, could achieve. This reasoning also had applicability in “the case of Aulë and the Dwarves”: the idea of conceiving the Dwarves was the Vala Aulë’s, and he crafted their physical bodies – with the Dwarves revering him in the following ages as Mahal (tr. from Khuzdul, ‘Maker’) – but it was Eru who actually breathed life into them.
Concept art of an Orc Berserker by Greg Tozer for The Hobbit the motion picture trilogy
The role of the “First-created”– the angelic beings known as the Ainur (the Valar and the Maiar) – was, at most, that of sub-creators: they were allowed to tinker with the shapes of the world (its terrain, its flora and its rational or speechless denizens), already conceived by Eru, and make their own lesser works within His grand design. What the Dark Powers did, however, was twist this generous gift: they dominated the minds of the Children and corrupted them, bending them to their will and distorting their appearance or molding their flesh into base mockeries of life; Sauron is explicitly described in The Silmarillion as “misshaping what he touched, twisting what he ruled”. Therefore, the Orcs (and, by extension, the other “creatures of Sauron”) must have been “corruptions of something pre-existing”,and this particular line of thought is echoed through Frodo Baggins’ point of view in The Lord of the Rings:
The most widely-accepted theory is that the first Orcs were Quendi/Elves “tortured and mutilated” into misshapen, “twisted forms” by Melkor-Morgoth – who “was first aware of the awakening of the Quendi” and had many of them captured, and brought to his stronghold of Utumno (or Udûn, meaning ‘Hell’ in Sindarin Elvish). Alluded to by Saruman in Peter Jackson’s motion picture franchise, this origin appears in the published version of The Silmarillion as an in-universe belief held by the Elven loremasters from the isle of Eressëa, in the Far West:
The debased appearance of the Orcs, “a ruined and terrible form of life”, was born out of Morgoth’s hatred for the Quendi, the fairest of the creations of Ilúvatar. as well as sheer pettiness and envy: since, unlike Ilúvatar, Morgoth lacked creatures of his own that could take “him for Lord”, he resolved to mar and pervert God’s designs, which included “the defilement of the Children”, starting with the Elves.
For a time, J.R.R. Tolkien seemed content with this origin, concluding in a note that it was “terribly possible there was an Elvish strain in the Orcs”. This theory that the Orcs were of Elvish stock is further lent credence to by The Silmarillion, where it is suggested that some of the unfortunate Quendi taken by Morgoth were of “a kindred of the Avari” (tr. from Quenyan Elvish: “the Unwilling”) – Elves who had “refused the summons” of the Valar, bidding them to journey to Aman (the Far West). And it is said that when the Orcs first began to creep into the northwestern lands of Middle-earth, the Elves indeed mistook them for Avari “who had become evil and savage in the wild”.
This is the only theory that presents Sauron as the first Orcs’ begetter, thus carrying out his master’s vision in his absence: Morgoth was the mind and Sauron was the hand by which the Orcs came into being. And it is also noteworthy that this line of thought led to Sauron being credited with the corruption of Men shortly after their awakening in the unfinished text Sauron: Arising and Fall of Men:
Interestingly, according to the Elves, one kindred of Men was exempt from this corruption into Orcs: the Drúedain (known to the Rohirrim as Woses), the “Wild Men of the Woods”.
Elves and Men seem to be the most likely stock from which the first Orcs were bred (with Tolkien appearing to have settled more on Men). Nonetheless, these are not the only theories. Tolkien struggled for a while with the idea of the Orcs being derived from truly rational beings, and considered that they were perhaps made from other “lesser living things”. Since he had already established, however, that Morgoth had been able to corrupt beasts into feral “monsters of horn and ivory” in the days when the world was still young, Tolkien briefly toyed with the idea that the Orcs were originally beasts, whose forms were remodelled and altered by “the Dark Power in the North”:
Character model of ‘Feral Goblins’ by Jason Kim for The Lord of the Rings: War in the North
Suggesting that the Orcs’ “talking was largely echoic” and that they had been taught speech by Morgoth and later Sauron like parrots through repetition, Tolkien then alluded to the Black Speech of Mordor to make his case:
Treebeard’s explanation suggests that Trolls and Orcs were counterfeits, puppets devised by Morgoth in the Elder Days as twisted parodies of the Children of Ilúvatar. Puppets, I say, since they had no fëa (tr. from Quenyan Elvish “soul”), which only Eru could bestow. They would only be mounds of flesh kept ‘alive’ – or given a semblance a life – “while the attention of [Morgoth’s] will was upon them”. Concerning the Orcs of the Third Age, under Sauron’s reign, Tolkien went on to say that:
Treebeard’s belief and the entire theory that proposed that Orcs were countefeits had its roots in the early outlines of The Silmarillion, when the collection of stories went by the title The Book of Lost Tales. In these drafts the Orcs were fashioned by Morgoth out of, granite, mud and the “slime” of the earth – ‘clay’ figures that resembled foul and deformed versions of the Elves, and sustained by his will and malice:
It can easily be gleaned now from where Peter Jackson took his inspiration for the slimy birth-pods, the cocoons in the bowels of the earth, the caverns of Isengard, where “Sauron’s servant” Saruman “farmed” his Uruk-hai in The Lord of the Rings motion picture trilogy.
It is curious that Trolls, who Treebeard claims are similar counterfeits, revert to stone – one of the raw materials Orcs are said to be made of as well- in The Hobbit.
But this origin for the Orcs clashed with the fact that these vile creatures still exhibit personality and reasoning powers. Tolkien noted that, in spite of their dependence on their masters, the Orcs are “capable of acting on their own”, even if to a limited degree: from doing heinous deeds, unbidden, for their own sport, to setting up their own petty realms in the absence of the Dark Lord. Moreover, they “can try to cheat Morgoth / Sauron, rebel against him, or criticize him”. Evidence for this treachery appears in The Lord of the Rings when Frodo and Sam overhear two Orcs in Mordor mentioning “a pack of rebel Uruk-hai”, but also in notes published in The Nature of Middle-earth:
Admitting that Treebeard, however ancient and lore-knowing, is not counted among the Wise of Middle-earth and that “there is quite a lot he does not know or understand” (implying that Treebeard’s explanation concerning Orcs and Trolls is the Ent’s own speculation) Tolkien then fully dismissed this theory and embraced the concept that the first Orcs were “pre-existing real beings” (Elves, Men or beasts) tainted by the Dark Powers:
Character models of ‘Boldogs’ [i.e. Orc-formed Maiar] by Louis Vaney for Third Age: Total WarIn the mythology of Middle-earth we come across several Orc chieftains that “exhibit terrifying and demonic characters” and are, even more interestingly, capable of acting as minor leaders (rather than being subservient to another greater agent of Morgoth/Sauron): Boldog from The Lay of Leithian (the unfinished poem version of Beren and Lúthien), Azog from Appendix A: Durin’s Folk from The Lord of the Rings and lastly the Great Goblin/“Goblin King” and Bolg “spawn of Azog” from The Hobbit. Noting that “Melkor had corrupted many spirits” from among the angelic Maiar, Tolkien began to entertain the notion that those Orc chieftains that were “strong and fell as demons” were in fact fallen Maiar who had incarnated themselves in Orcish shapes and were charged with commanding the Orc armies of Morgoth in the great battles that bloodied the history of the Elder Days:
Some traces of the latter-half of the description for these Orc-shaped Maiar seem to fit the “Orc-king” Azog – both the literary version and the cinematic portrayal from Peter Jackson’s adaptation of The Hobbit. In both mediums he is depicted as an unusually large, strong and cunning Orc, hard to slay, and he acts as “a commander of legions”. And it is also interesting how Tolkien explicitly refers to Azog as ‘a great Orc’ and ‘fell’ (terms which he applied to the corrupted Maiar in Orcish form as well) during his confrontation with the Dwarf-lord Náin from the Iron Hills:
And, as another side note, it is also very possible that “the grim servants of Barad-dûr” that commanded the Orcs of the Misty Mountains into harrying and slaying Isildur were also Orcs of this corrupted Maiarin kind. Given the recent defeat of their liege, Sauron, these Orc chiefs hailing from Barad-dûr exhibited enough cunning and autonomy to lead the “Orcs of the Mountains” and orchestrate the ambush on Isildur and his retinue. The presence of these Great Orcs in the North would also explain how the mountain tribes were directed to prepare for war: making strongholds and barring the “passes from Eriador into Anduin’s vales, according to the plan of their master in Dol Guldur.” Azog and the Great Goblin might have belonged to this group of Maiarin Orc generals in the service of Sauron – perhaps remnants from Morgoth’s reign.
“The Goblin King”, by Andrew Baker
Since I have already talked about Azog’s potential inclusion, let us briefly turn to the small arguments that can be made in the favor of the Great Goblin/Goblin King – described as “a tremendous Goblin with a huge head” – being of this kind:
He recognized Thorin Oakenshield’s Elvish sword Orcrist, “the Goblin-cleaver” – the blade that “had killed hundreds of Goblins” during the Fall of Gondolin all the way back in the Elder Days – almost immediately, suggesting that he is very ancient – maybe even one of Morgoth’s former agents who bore witness to the battle.
Orc and Goblin are mostly interchangeable terms (Tolkien himself stated that “Orc is usually translated Goblin” in The Hobbit) and thus Great Goblin can be considered synonymous with Great Orc, suggesting that it is perhaps a moniker, an acknowledgement from the lesser Orc minions of their chieftain’s origin as an Orc-formed Maia.
At some point, Tolkien went back to the aforementioned name of Boldog. The name originally belonged to an Orc-captain sent by Morgoth to destroy the Elven realm of Doriath and capture the maiden Lúthien, “fairest of all the Children of Ilúvatar”, only to be felled in battle by her father, the Elf-king Thingol:
This Orc character had virtually disappeared from the legendarium after revisions to the tale of Beren and Lúthien. Tolkien ultimately decided to propose a new interpretation for the meaning of Boldog, one that aligned with his Orc-shaped Maiar theory:
In one undated note, J.R.R. Tolkien argued that the first Orcs did not need to be narrowed to a single source: Elves, Men or Maiar and instead sugested that all three were true and “that these Orks had a mixed origin” :
Concept art for The Lord of the Rings: The Battle for Middle-earth Reforged: “Warg Rider”
Although not necessarily Tolkien’s final view on the matter (with his son Christopher emphasizing his father’s leaning towards Men as a source), this theory seems to be the most probable by far. Thus, the primitive Orcs were Elves and Men upon whom Morgoth/Sauron exercised his “immense powers of corruption and distortion”, nursing their vices and turning them into the loathsome crook-legged and hunchbacked creatures that we have become familiar with. But among these lesser Orcs and their scions were the Great Orcs, Maiar that had been lured by Morgoth into his service and who – assuming a demonic Orcish hröa (tr. from Quenyan Elvish, “body of an incarnate being”) – led the Orc-hosts and tribes.
In another essay, J.R.R. Tolkien then proposed that this ‘mixed origin’ theory was the in-universe belief of the Elves – a de facto expansion or reworking of the original ‘Elvish strain’ theory taught by the loremasters of Eressëa:
Concept art for The Lord of the Rings: The Battle for Middle-earth Reforged: “Uruk Inspector”
As it ultimately turned out, the Dark Powers were far from done playing God or from “mocking and degrading” His creations. Time witnessed the appearance of new, even stronger, strains of Orc, that were prominently seen in the twilight years of the Third Age, most notably among the minions of Saruman, by then an “agent of the Dark Lord”. But what set these foul things apart from the rest of their black-blooded kin was their unusual resistance to daylight and, most troubling of all, their appearance, which blurred the line between Orc and Man:
The Lord of the Rings: The War of the Rohirrim concept art: Half-Orc (1)
To us, the idea of Men being crossbred with such despicable creatures as the Orcs is not only too repugnant to imagine, with Tolkien himself admitting that it is a concept “horrible to relate”, but it seems nigh unfathomable. And yet, once one shakes the disdain and shock at this realization, this unholy union is, unfortunately, not so surprising after all. Let us not forget that one of the foremost theories concerning the first Orcs’ origins is that they were corrupted Men. And, in addition, it is worth emphasizing how fain were wicked Men to do the bidding of Sauron, Morgoth’s “servant and heir”, and the sway that “the Power of the Black Land” held over them:
The spawn of the interbreeding of Orcs with Men were known as Half-Orcs or Orc-men (also styled as Goblin-men): some of them had more Mannish looks, while others had obvious Orcish traits:
The Uruk-hai (tr. from Black Speech ‘Orc-folk’) were a thoroughbred strain of Man-high “black Orcs of great strength”, hard to slay, endowed with an untiring resolve, able to travel great distances in broad daylight and with a hunger for Man-flesh. First appearing in Mordor, the Uruk-hai were said to have been devised by Sauron himself, though some earlier versions of the Appendices of The Lord of the Rings, credit “the Morgul-lords [i.e. Nazgûl] having bred” them in secret at their dark master’s behest to assail the Gondorian province of Ithilien. It is never explained how the Uruk-hai were fashioned, but it is implied that they may have been a refined version of the Half-Orcs, though far more Orcish-looking. (The New Line Cinema film continuity established by Peter Jackson even assumed that the Uruk-hai had been ‘created’ by “crossing Orcs with Goblin-men”.) Centuries later, Saruman – “an obsessed servant of Sauron” as late actor Christopher Lee described him and so enamored of his ways – rediscovered or was taught the foul craft of the “special breeding of Orcs”. Thus, as he sought to build “a great force for the service of his new master” – who had instructed him to conquer Rohan – but also for his gamble at claiming the Ring for himself, Saruman made Half-Orcs and his own “perfected” Uruk-hai in the caverns of Isengard:
Concept art of Uruk-hai by Teo Forsberg for the Third Age: Total War
As a side note with regards to Half-Orcs, they came close to appearing in the New Line Cinema film continuity. When making The Lord of the Rings: The War of the Rohirrim anime, the filmmakers debated on the nature of the “enemies of Gondor” whose aid the renegade Dunlending lord Wulf was mentioned to have enlisted in the Appendices. In addition to the “Eastern invaders” that were explicitly confirmed, early scripts briefly toyed with the idea that some of Wulf’s other allies were Half-Orc sellswords from the distant South (which is why the concept pieces depict them as a blend between Haradrim and Orcs), before discarding this idea in favor of Variags and other “Southron mercenaries”:
The Lord of the Rings: The War of the Rohirrim concept art: Half-Orc (2)
To conclude the article, I shall address this question, which has become popular since the somewhat the controversial appearance of Orc-women in Prime Video’s The Lord of the Rings: The Rings of Power. The first allusion to their existence is found in The Silmarillion:
And in a letter to a Mrs. Munby, J.R.R. Tolkien explicitly confirmed the existence of Orc-women, while also explaining that since the Orcs, unlike the Free Peoples, are not the moral focus of the stories, there are only scant details about their lives – especially from the in-universe perspective of fictional chroniclers:
It is very possible that the Orcs and their women were so alike in appearance that it was very hard to distinguish between them, as was the case of the Dwarven-race:
YouTuber sub numele de "The Great Wanderer of Valinor" - canal dedicat 'mitologiei' 𝘔𝘪𝘥𝘥𝘭𝘦-𝘦𝘢𝘳𝘵𝘩 a lui J.R.R. Tolkien. Fan înfocat al acestui legendarium, dar şi al seriei de filme 𝘛𝘩𝘦 𝘓𝘰𝘳𝘥 𝘰𝘧 𝘵𝘩𝘦 𝘙𝘪𝘯𝘨𝘴 regizate de către Peter Jackson şi echipa sa.
Povestea tolkieniană favorită: 𝘉𝘦𝘳𝘦𝘯 𝘢𝘯𝘥 𝘓ú𝘵𝘩𝘪𝘦𝘯
[…] appears in The Lord of the Rings when Frodo and Sam overhear two Orcs in Mordor mentioning “a pack of rebel Uruk-hai”, but also in notes published in The Nature of […]
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Of the Many Origins of the Orcs – Blogul Societatii Tolkien din România
[…] appears in The Lord of the Rings when Frodo and Sam overhear two Orcs in Mordor mentioning “a pack of rebel Uruk-hai”, but also in notes published in The Nature of […]